ROBERT A Nuno

ROBERT A Nuno is currently employed as a Broker and/or Investment Adviser at NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC located at 201 ALHAMBRA CIRCLE, SUITE 703, CORAL GABLES, FL, 33134.

ROBERT A Nuno has worked at NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC since October 22, 1997

Disclosure History

ROBERT A Nuno has 1 Disclosure Event(s).

Date: September 04, 2009
Category: Customer Dispute
Allegations: CLIENT ALLEGES REPRESENTATIVE FAILED TO ADVISE HIM OF THE RISKS AND COSTS ASSOCIATED WITH THE MUTUAL FUND AND ANNUITY INVESTMENTS SOLD TO CLIENT BEGINNING IN JANUARY 2008.
Damage Amount Requested: $135,000.00
Settlement Amount: $26,250.00

More Information

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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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