ROBERT JOHN PALATELLA

ROBERT JOHN PALATELLA is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 888 PROSPECT ST STES 301 & 320, LA JOLLA, CA, 92037.

ROBERT JOHN PALATELLA has worked at WELLS FARGO CLEARING SERVICES, LLC since August 04, 2017

Disclosure History

ROBERT JOHN PALATELLA has 1 Disclosure Event(s).

Date: October 20, 2004
Category: Customer Dispute
Allegations: CUSTOMER, THROUGH HER ATTORNEY, ALLEGES THAT HER FORMER FA ENGAGED IN EXCESSIVE TRADING AND FAILED TO FOLLOW INSTRUCTIONS REGARDING HER ACCOUNT FROM JULY 1998 TO SEPTEMBER 2001.
Damage Amount Requested: $200,000.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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