ROBERT WILLIAM PARKER

ROBERT WILLIAM PARKER is currently employed as a Broker and/or Investment Adviser at RAYMOND JAMES & ASSOCIATES, INC. located at 14850 N. SCOTTSDALE ROAD, SUITE 155, SCOTTSDALE, AZ, 85254.

ROBERT WILLIAM PARKER has worked at RAYMOND JAMES & ASSOCIATES, INC. since June 01, 2012

Disclosure History

ROBERT WILLIAM PARKER has 2 Disclosure Event(s).

Date: December 11, 2001
Category: Customer Dispute
Allegations: ALLEGE UNSUITABLE RECOMMENDATIONS.
Damage Amount Requested: $5,000.00
Broker Comment: RICHARD APICELLA IS HANDLING THIS MATTER.

Date: December 27, 1988
Category: Regulatory

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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