ROBERT JOSEPH PERETTI

ROBERT JOSEPH PERETTI is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 28 STATE STREET, BOSTON, MA, 02109.

ROBERT JOSEPH PERETTI has worked at MORGAN STANLEY since June 01, 2009

Disclosure History

ROBERT JOSEPH PERETTI has 1 Disclosure Event(s).

Date: July 02, 1999
Category: Customer Dispute
Allegations: CLIENT ALLEGED THAT HIS SHARES OF STOCK WERESOLD IN HIS STOCK PURCHASE PLAN ACCOUNT WITHOUT HISAUTHORIZATION.
Damage Amount Requested: $5,000.00
Broker Comment: THE CLAIM WAS DENIED.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for ROBERT JOSEPH PERETTI, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.