ROBERT WADE PORTER is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 2381 ROSECRANS AVE #115, EL SEGUNDO, CA, 90245.
ROBERT WADE PORTER has worked at MORGAN STANLEY since June 01, 2009
Disclosure History
ROBERT WADE PORTER has 2 Disclosure Event(s).
Date: November 18, 2008 Category: Customer Dispute Allegations: CLIENT ALLEGED THAT THE PURCHASE OF A VARIABLE ANNUITY WAS UNSUITABLE. DAMAGES UNSPECIFIED. 2003 Broker Comment: CLAIM DENIED.
Date: October 26, 1992 Category: Customer Dispute Allegations: FRAUD, BREACH OF FIDUCIARY DUTY, NEGLIGENCE,VIOLATION OF SECURITIES AND EXCHANGE ACT OF 1934 AND CALIFORNIACORPORATE CODES. ALLEGED DAMAGES: $300,000.00 CONTACT: MARY REISERT (212) 464-7295 Damage Amount Requested: $72,485.00 Settlement Amount: $94,925.00 Broker Comment: SMITH BARNEY SHEARSON AGREED TO PAY CLAIMANT$34,925.00 AND REBATE COMMISSION OF $60,000.00. MR. PORTER DIDNOT CONTRIBUTE TO SETTLEMENT, DUE TO THE FACT THAT AN EXPERTEMPLOYED BY THE FIRM AT THE TIME MADE MISREPRESENTATIONS TO THECLIENT.Not Provided
More Information
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