ROBERT REESE RAINEY

ROBERT REESE RAINEY is currently employed as a Broker and/or Investment Adviser at HARBOR FINANCIAL SERVICES, LLC located at 8650 MINNIE BROWN ROAD, MONTGOMERY, AL, 36117.

ROBERT REESE RAINEY has worked at HARBOR FINANCIAL SERVICES, LLC since October 15, 2013

Disclosure History

ROBERT REESE RAINEY has 3 Disclosure Event(s).

Date: December 01, 2009
Category: Judgment / Lien
Judgment/Lien Amount: $12,341.00
Judgment/Lien Type: Tax

Date: August 01, 2009
Category: Judgment / Lien
Judgment/Lien Amount: $40,875.00
Judgment/Lien Type: Tax

Date: June 01, 2009
Category: Judgment / Lien
Judgment/Lien Amount: $129,797.00
Judgment/Lien Type: Tax

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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