ROBERT HALE REDFIELD is currently employed as a Broker and/or Investment Adviser at THE HUNTINGTON INVESTMENT COMPANY located at COLUMBUS MAIN, 41 SOUTH HIGH STREET, COLUMBUS, OH, 43287.
ROBERT HALE REDFIELD has worked at THE HUNTINGTON INVESTMENT COMPANY since November 07, 1996
Disclosure History
ROBERT HALE REDFIELD has 2 Disclosure Event(s).
Date: April 19, 2012 Category: Customer Dispute Allegations: CLIENT IS ALLEGING THE FOLLOWING 5 COUNTS: VIOLATION OF INDUSTRY RULES/NEGLIGENCE, UNSUITABILITY, COMMON LAW FRAUD/FRADULENT CONCEALMENT, NEGLIGENT MISREPRESENTATION AND UNJUST ENRICHMENT. THE VUL WAS PURCHASED IN MARCH 2006. Damage Amount Requested: $2,000,000.00 Settlement Amount: $300,000.00 Broker Comment: ITEMS 7-10 WERE MARKED IN ERROR - THIS IS AN ARBITRATION ONLY.
Date: April 06, 2010 Category: Customer Dispute Allegations: CLIENT CLAIMS THAT DUE TO MISINFORMATION AND ASSUMPTIONS MADE IN THE TAX PLANNING CALCULATIONS HE HAS BEEN FINANCIALLY DAMAGED. Damage Amount Requested: $30,000.00 Settlement Amount: $10,000.00
More Information
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