ROBERT GLENN ROUTH is currently employed as a Broker and/or Investment Adviser at FBN SECURITIES, INC. located at 120 BROADWAY, 10TH FLOOR, NEW YORK, NY, 10271.
ROBERT GLENN ROUTH has worked at FBN SECURITIES, INC. since February 02, 2015
Disclosure History
ROBERT GLENN ROUTH has 1 Disclosure Event(s).
Date: May 31, 2001 Category: Employment Separation After Allegations Firm Name: LADENBURG THALMAN & CO INC. Termination Type: Discharged Allegations: BASED ON AN INTERNAL REVIEW, LADENBURG STATED THAT APPLICANT MADE CHANGES TO A RESEARCH REPORT AFTER THE REPORT HAD BEEN SIGNED OFF BY THE FIRM'S SUPERVISORY ANALYST.THE APPLICANT DENIED BEING INVOLVED BUT WAS DISCHARGED AS A RESULT. LADENBURG FURTHER STATES THAT THE CHANGES TO THE REPORT WERE NOT RELATED TO THE COMPANY COVERED BY THE REPORT; RATHER THEY APPEARED DESIGNED TO RIDICULE ANOTHER LADENBURG EMPLOYEE. Broker Comment: THE APPLICANT DENIES HE WAS INVOLVED IN THIS. AS LADENBURG STATED IN THE U-5, THE ACCUSATION WAS REGARDING A COMMENT MADE REGARDING ANOTHER EMPLOYEE; THERE WERE NO CHANGES TO THE RESEARCH PRODUCT THAT WOULD HAVE VIOLATED ANY INVESTMENT RELATED STATUTES OR REGULATIONS.
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