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ROBERT JOSEPH RUEBUSCH

ROBERT JOSEPH RUEBUSCH is currently employed as a Broker and/or Investment Adviser at INDEPENDENT FINANCIAL GROUP, LLC located at 2845 CATRON ST STE 4, BOZEMAN, MT, 59718.

ROBERT JOSEPH RUEBUSCH has worked at INDEPENDENT FINANCIAL GROUP, LLC since December 08, 2008

Disclosure History

ROBERT JOSEPH RUEBUSCH has 3 Disclosure Event(s).

Date: August 17, 2010
Category: Judgment / Lien
Judgment/Lien Amount: $40,000.00
Judgment/Lien Type: Civil

Date: July 14, 2008
Category: Judgment / Lien
Judgment/Lien Amount: $10,648.00
Judgment/Lien Type: Civil

Date: May 09, 2008
Category: Criminal
Charges: FELONY MENACING-REDUCED TO MISDEMEANOR DISORDERLY CONDUCT
Disposition: Reduced
Amended Charges: MISDEAMEANOR DISORDERLY CONDUCT
Amended Charge Type: MISDEMEANOR Amended Charge
Amended Charge Disposition: Deferred Adjudication

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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