ROBERT COLLINS RYAN

ROBERT COLLINS RYAN is currently employed as a Broker and/or Investment Adviser at ROYAL ALLIANCE ASSOCIATES, INC. located at 463 CENTURY PARK DRIVE, YUBA CITY, CA, 95991.

ROBERT COLLINS RYAN has worked at ROYAL ALLIANCE ASSOCIATES, INC. since November 15, 1996

Disclosure History

ROBERT COLLINS RYAN has 1 Disclosure Event(s).

Date: July 28, 2005
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES THAT MISINFORMATION PROVIDED TO HIM REGARDING COST BASIS FOR A DECEMBER 2004 WITHDRAWAL RESULTED IN AN UNDUE TAX LIABILITY.
Damage Amount Requested: $58,000.00
Broker Comment: AFTER A THOROUGH INVESTIGATION, THIS COMPLAINT WAS FOUND TO BE MERITLESS.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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