ROBERT ANDREW SARACCO is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 1003 BISHOP ST, HONOLULU, HI, 96813.
ROBERT ANDREW SARACCO has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since February 26, 1987
Disclosure History
ROBERT ANDREW SARACCO has 1 Disclosure Event(s).
Date: October 10, 2017 Category: Customer Dispute Allegations: The Customer alleges unauthorized trading in August 2017. Damage Amount Requested: $50,000.00 Settlement Amount: $14,500.00 Broker Comment: The portfolio was liquidated in error when the registered representative of record was out of the country.
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