ROBERT GLENN SCHULTZ is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 285 EAST GROVE STREET, CLARKS GREEN, PA, 18411.
ROBERT GLENN SCHULTZ has worked at LPL FINANCIAL LLC since July 22, 2016
Disclosure History
ROBERT GLENN SCHULTZ has 5 Disclosure Event(s).
Date: June 13, 2013 Category: Financial Type: Compromise Disposition: Satisfied/Released Broker Comment: FIRM HAS MADE A REASONABLE DETERMINATION THIS IS A REPORTABLE EVENT. TERMS OF THE SETTLEMENT AGREEMENT ARE NOT AVAILABLE AS THE SETTLEMENT WAS MADE & PAID BY EX-WIFE. ADVISOR WAS NOT AWARE THIS ACCOUNT WAS SETTLED UNTIL BROUGHT TO HIS ATTENTION BY THE BD ON 11/12/2013.
Date: February 06, 2013 Category: Financial Type: Compromise Disposition: Satisfied/Released
Date: January 15, 2012 Category: Financial Type: Compromise Disposition: Satisfied/Released
Date: September 20, 2011 Category: Financial Type: Compromise Disposition: Satisfied/Released Broker Comment: FIRM HAS MADE A REASONABLE DETERMINATION THIS IS A REPORTABLE EVENT. TERMS OF THE SETTLEMENT AGREEMENT ARE NOT AVAILABLE AS THE SETTLEMENT WAS MADE & PAID BY EX-WIFE. ADVISOR WAS NOT AWARE THIS ACCOUNT WAS SETTLED UNTIL BROUGHT TO HIS ATTENTION BY THE BD ON 11/12/2013.
Date: December 22, 2009 Category: Financial Type: Compromise Disposition: Satisfied/Released
More Information
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