ROBERT DONALD SCOTT is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 230 SCHILLING CIR STE 300, HUNT VALLEY, MD, 21031.
ROBERT DONALD SCOTT has worked at WELLS FARGO CLEARING SERVICES, LLC since June 26, 2015
Disclosure History
ROBERT DONALD SCOTT has 2 Disclosure Event(s).
Date: June 26, 2015 Category: Employment Separation After Allegations Firm Name: MSWM Termination Type: Voluntary Resignation Allegations: ALLEGATIONS CONCERNING TRADING RECOMMENDATIONS IN CLIENT ACCOUNTS.
Date: November 18, 1999 Category: Customer Dispute Allegations: CLIENT ALLEGES THAT SHE WAS MISLED ABOUT PRINCE GEORGES COUNTY MARYLAND 6.375% HOSPITAL REVENUE BOND PURCHASED AUGUST 1, 1995. DAMAGES ARE UNSPECIFIED. ESTIMATED DAMAGES EXCEED $5000.
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