ROBERT STEVEN SEAL is currently employed as a Broker and/or Investment Adviser at CAPITAL MANAGEMENT PARTNERS, INC. located at 1100 NORTH 4TH STREET, SUITE 141, FAIRFIELD, IA, 52556.
ROBERT STEVEN SEAL has worked at CAPITAL MANAGEMENT PARTNERS, INC. since November 30, 1988
Disclosure History
ROBERT STEVEN SEAL has 2 Disclosure Event(s).
Date: February 27, 2012 Category: Customer Dispute Allegations: ON APRIL 1, 2003, [CUSTOMER] WAS REFERRED BY GARY SPITZ, A REGISTERED REPRESENTATIVE OF CAPITAL MANAGEMENT PARTNERS, INC. (CMP), TO INVEST IN FUTURESELECT PRIME ADVISOR II (FSPA), A FUND MANAGED BY FUTURESELECT PORTFOLIO MANAGEMENT, INC. FSPA IN TURN INVESTED IN TREMONT PARTNERS, WHICH IN TURN INVESTED WITH [THIRD PARTY]. CUSTOMER CLAIMS CMP TOLD HER FSPA WAS "SAFE TO INVEST". Damage Amount Requested: $83,000.00 Settlement Amount: $17,000.00 12-00579
Date: September 18, 2009 Category: Customer Dispute Allegations: [CUSTOMER], THROUGH HIS ATTORNEY, [ATTORNEY], ALLEGES MR. SEAL DISREGARDED HIS STATED OBJECTIVES AND RECOMMENDED INVESTMENTS WITHOUT UNDERTAKING THE DUE DILIGENCE INVESTIGATIONS NECESSARY TO DRAW INFORMED AND INTELLIGENT CONCLUSIONS ABOUT THEIR APPROPRIATENESS. Damage Amount Requested: $289,970.00
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