ROBERT JOEL SHLESINGER

ROBERT JOEL SHLESINGER is currently employed as a Broker and/or Investment Adviser at CETERA ADVISORS LLC located at 1601 EAST BANK DR, MARIETTA, GA, 30068.

ROBERT JOEL SHLESINGER has worked at CETERA ADVISORS LLC since March 26, 2009

Disclosure History

ROBERT JOEL SHLESINGER has 1 Disclosure Event(s).

Date: May 30, 2001
Category: Customer Dispute
Allegations: CLIENT ALLEGES THAT THEY WERE PUT INTO FUNDS WITHOUT BEING ASKED. NO DAMAGES SPECIFIED.
Broker Comment: CLIENT WAS ENROLLED IN A PROGRAM IN WHICH HE PROVIDED DISCRETION TO A PROFESSIONAL PORTFOLIO MANAGER.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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