ROBERT NEIL SHULMAN is currently employed as a Broker and/or Investment Adviser at JANNEY MONTGOMERY SCOTT LLC located at 1120 ROUTE 73, SUITE 400, MOUNT LAUREL, NJ, 08054.
ROBERT NEIL SHULMAN has worked at JANNEY MONTGOMERY SCOTT LLC since January 16, 2009
Disclosure History
ROBERT NEIL SHULMAN has 2 Disclosure Event(s).
Date: March 16, 2012 Category: Customer Dispute Allegations: CLIENT ALLEGES PURCHASE OF FNMAT ON 5/13/2008 WAS UNSUITABLE. Damage Amount Requested: $20,000.00
Date: April 28, 2003 Category: Customer Dispute Allegations: CLIENT CLAIMS HIS PURCHASE OF A PREFERRED SECURITY WAS NOT SUITABLE. Damage Amount Requested: $40,000.00 Broker Comment: I DENY THE CLIENT'S ALLEGATION. THE INVESTMENT AT ISSUE WAS SUITABLE AND CONSISTENT WITH THE CLIENT'S INVESTMENT OBJECTIVE AND INVESTMENT HISTORY.
More Information
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