ROBERT ANTHONY SHY is currently employed as a Broker and/or Investment Adviser at RAYMOND JAMES & ASSOCIATES, INC. located at 6075 POPLAR AVENUE, SUITE 921, MEMPHIS, TN, 38119.
ROBERT ANTHONY SHY has worked at RAYMOND JAMES & ASSOCIATES, INC. since February 13, 2013
Disclosure History
ROBERT ANTHONY SHY has 2 Disclosure Event(s).
Date: May 26, 2010 Category: Customer Dispute Allegations: CLAIM ALLEGES UNSUITABILITY WITH REGARD TO MUTUAL FUNDS PURCHASED IN 2004. Damage Amount Requested: $139,232.40 Settlement Amount: $37,500.00 10-02175
Date: September 13, 2007 Category: Customer Dispute Allegations: CLAIM ALLEGES UNSUITABILITY OF LUMINENT STOCK PURCHASE. DAMAGES UNSPECIFIED (BELIEVED TO BE IN EXCESS OF $5,000.00) Broker Comment: INVESTIGATION UNDERWAY.**AS OF 9/13/2009 THIS ITEM IS NO LONGER REPORTABLE.
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