ROBERT FREDRICK STIERWALT is currently employed as a Broker and/or Investment Adviser at NYLIFE SECURITIES LLC located at 2311 HIGHLAND AVENUE SOUTH, SUITE 100, BIRMINGHAM, AL, 35205.
ROBERT FREDRICK STIERWALT has worked at NYLIFE SECURITIES LLC since December 05, 2013
Disclosure History
ROBERT FREDRICK STIERWALT has 1 Disclosure Event(s).
Date: May 26, 2016 Category: Customer Dispute Allegations: Customer alleges that she was not made aware of the risk associated with the purchase of a VA. She alleges that she has lost over $13,000 due to the transaction. Dates:4/16 -5/16 Damage Amount Requested: $13,000.00 Settlement Amount: $12,922.45
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