ROBERT STEVEN TIMNEY is currently employed as a Broker and/or Investment Adviser at STIFEL, NICOLAUS & COMPANY, INCORPORATED located at 903 S. LINDBERGH BLVD., SUITE 200, FRONTENAC, MO, 63131.
ROBERT STEVEN TIMNEY has worked at STIFEL, NICOLAUS & COMPANY, INCORPORATED since November 18, 1988
Disclosure History
ROBERT STEVEN TIMNEY has 2 Disclosure Event(s).
Date: July 12, 1999 Category: Customer Dispute Allegations: ALLEGED UNAUTHORIZED PURCHASES OF SECURITIES. ALLEGED DAMAGES OF APPROXIMATELY $6,000.00. BROKER RESPONDED THAT CLIENT AUTHORIZED THE SALE OF SECURITIES TO MEET IMMEDIATE CASH NEEDS. CLIENT HAS NOT RESPONDED AND IS ASSUMED TO HAVE DISMISSED HER ALLEGATIONS. Damage Amount Requested: $6,000.00
Date: April 11, 1995 Category: Customer Dispute Allegations: BREACH OF FUDUCIARY DUTY: MISREPRESENTATION:ACCOUNT RELATED NEGLIGENCE: SUITABILITY ALLEGED DAMAGES ARE INEXCESS OF $10,000. Damage Amount Requested: $108,532.13 Settlement Amount: $25,000.00 Broker Comment: A SETTLEMENT WAS REACHED BEFORE ARBITRATION.CLAIM WAS SETTLED FOR $25,000.00THIS ACTION WAS SETTLED EVEN THOUGH IT WASBELIEVED THE BROKER WAS GUILTY OF NO WRONG DOING. IT WASDETERMINED THAT IT WAS CHEAPER TO SETTLE THAN TO PRCEDE WITHTHE ARBITRATION PROCESS..
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