ROBERT MICHAEL TRAVIS

ROBERT MICHAEL TRAVIS is currently employed as a Broker and/or Investment Adviser at CRESCENT SECURITIES GROUP, INC. located at 8750 N. CENTRAL EXPRESSWAY, SUITE 750, DALLAS, TX, 75231.

ROBERT MICHAEL TRAVIS has worked at CRESCENT SECURITIES GROUP, INC. since January 03, 2011

Disclosure History

ROBERT MICHAEL TRAVIS has 1 Disclosure Event(s).

Date: October 16, 2001
Category: Customer Dispute
Allegations: UNSUITABLE INVESTMENTS IN TECHNOLOGY STOCKS FROM MARCH 2000 THROUGH JUNE 2001, BREACH OF FIDUCIARY DUTY, AND VIOLATIONS OF THE TEXAS DECEPTIVE TRADE PRACTICE ACT. CLAIMS UNDER THE TEXS DTPA WERE DISMISSED IN THEIR ENTIRETY.
Damage Amount Requested: $422,803.00 Damages Granted: $75,681.00
Broker Comment: REPRESENTATIVE ROBERT MICHAEL TRAVIS WAS INCLUDED IN A MULTI-DEFENDENT ACTION LARGELY DUE TO FACT THAT HE CARRIED INSURANCE COVERAGE THAT WAS AVAILABLE FOR CLAIMANT TO RELY UPON

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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