ROBERT BYRON TRUDO

ROBERT BYRON TRUDO is currently employed as a Broker and/or Investment Adviser at VALIC FINANCIAL ADVISORS, INC. located at 410 AMHERST STREET, SUITE 310, NASHUA, NH, 03063.

ROBERT BYRON TRUDO has worked at VALIC FINANCIAL ADVISORS, INC. since February 13, 2013

Disclosure History

ROBERT BYRON TRUDO has 1 Disclosure Event(s).

Date: February 14, 2011
Category: Customer Dispute
Allegations: THE COMPLAINANT ALLEGES THAT SHE MET WITH THE REPRESENTATIVE IN NOVEMBER 2010 REGARDING THE TRANSFER OF HER ACCOUNT. SHE STATES THAT IT WAS HER UNDERSTANDING THAT THE TRANSFER WOULD BE COMPLETED RIGHT AWAY. IN FEBRUARY 2011 THE COMPLAINANT STATES THAT, DESPITE HER REPRESENTATIVE'S ASSURANCES THAT THE ACCOUNT HAD BEEN TRANSFERRED, SHE LEARNED THAT THIS HAD NOT OCCURRED AND HER FUNDS REMAINED IN CASH, CAUSING HER TO LOOSE TIME, OPPORTUNITY AND MONEY.
Settlement Amount: $5,184.93

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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