ROBERT VALDEZ

ROBERT VALDEZ is currently employed as a Broker and/or Investment Adviser at RAYMOND JAMES & ASSOCIATES, INC. located at 801 17th Street NW, Suite 310, Washington, DC, 20006.

ROBERT VALDEZ has worked at RAYMOND JAMES & ASSOCIATES, INC. since September 06, 2016

Disclosure History

ROBERT VALDEZ has 1 Disclosure Event(s).

Date: April 29, 2004
Category: Criminal
Charges: ASSAULT WITH INTENT TO DO GREAT BODILY HARM < MURDER

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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