ROBERT EDWARD WALKER

ROBERT EDWARD WALKER is currently employed as a Broker and/or Investment Adviser at PFS INVESTMENTS INC. located at 14 PARK PLACE, STE 2, BRATTLEBORO, VT, 05301.

ROBERT EDWARD WALKER has worked at PFS INVESTMENTS INC. since March 13, 1986

Disclosure History

ROBERT EDWARD WALKER has 1 Disclosure Event(s).

Date: December 16, 2015
Category: Customer Dispute
Allegations: THE CUSTOMER ALLEGED THAT I MISREPRESENTED THE FEES ASSOCIATED WITH HER MUTUAL FUND ACCOUNT.
Damage Amount Requested: $20,000.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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