ROBERT ENOCH WALTON

ROBERT ENOCH WALTON is currently employed as a Broker and/or Investment Adviser at RAYMOND JAMES FINANCIAL SERVICES, INC. located at 2 PROFESSIONAL PARKWAY, SUITE C, RIDGELAND, MS, 39157.

ROBERT ENOCH WALTON has worked at RAYMOND JAMES FINANCIAL SERVICES, INC. since July 29, 1986

Disclosure History

ROBERT ENOCH WALTON has 3 Disclosure Event(s).

Date: June 04, 2012
Category: Customer Dispute
Allegations: SUITABILITY
Damage Amount Requested: $82,630.00

Date: May 06, 2003
Category: Customer Dispute
Allegations: CLIENT ALLEEGD SUITABILITY, NO SPECIFIC AMOUNT GIVEN, BUT APPEARS TO BE GREATER THAN $5000.
Broker Comment: PLEASE ARCHIVE. NO LONGER REPORTABLE.

Date: August 02, 1988
Category: Regulatory

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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