ROBERT TODD WEILAND is currently employed as a Broker and/or Investment Adviser at RBC CAPITAL MARKETS, LLC located at 3060 PEACHTREE RD NW, SUITE 750, ATLANTA, GA, 30305-2240.
ROBERT TODD WEILAND has worked at RBC CAPITAL MARKETS, LLC since May 06, 2005
ROBERT TODD WEILAND has 2 Disclosure Event(s).
Date: September 18, 2007 Category: Customer Dispute Allegations: GA CLIENTS STATE THAT WHEN THEY TRANSFERRED THEIR ACCOUNTS FROM FIDELITY TO WACHOVIA IN MARCH 2003 ALL STOCKS WERE SOLD WITHOUT THEIR AUTHORIZATION CAUSING THEM TO PAY $5000 IN TAXES. CLIENT'S FURTHER STATE THAT CHECKS WERE HONORED USING MARGIN FUNDS WITHOUT THEIR KNOWLEDGE. DAMAGE CLAIM UNSPECIFIED, BUT BELIEVED TO BE IN EXCESS OF $5000.00 Damage Amount Requested: $5,000.00 Broker Comment: THE FIRM REVIEWD THE ALLEGATIONS AND FOUND NO BASIS FOR THE CLAIM. THE CLIENT AGREED TO ALL TRANSACTIONS, RECEIVED CONFIRMATIONS AND STATEMENTS, AND NEVER MENTIONED ANY CONCERNS WITH 2003 TRANSACTIONS PRIOR TO 2007. ALL ACCOUNTS HAVE PERFORMED VERY WELL WHILE INVESTED IN A SUITABLY DIVERSIFIED ARRAY OF MUTAUL FUNDS. THE CLAIM OF WRONGDOING WAS DENIED IN ITS ENTIRETY.
Date: May 09, 2000 Category: Customer Dispute Allegations: CLAIMANTS ALLEGE THAT OVER A THREE AND A HALF YEAR PERIOD BEGINNING IN SEPTEMBER 1995, RESPONDENTS CHURNED THEIR ACCOUNTS AND RECOMMENDED UNSUITABLE SECURITIES. RR WAS NAMED IN HIS CAPACITY AS MANAGER OF THE OFFICE IN WHICH CLAIMANTS' ACCOUNT WAS SERVICED. Damage Amount Requested: $1,210,663.00 Settlement Amount: $100,000.00 Broker Comment: RR SETTLED WITH CLIENT AND WAS DISMISSED FROM ARBITRATION.
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