ROBERT BUREL WEST

ROBERT BUREL WEST is currently employed as a Broker and/or Investment Adviser at INTERNATIONAL ASSETS ADVISORY, LLC located at 390 North ORANGE AVE., SUITE 750, TULSA, OK, 32801.

ROBERT BUREL WEST has worked at INTERNATIONAL ASSETS ADVISORY, LLC since April 10, 2017

Disclosure History

ROBERT BUREL WEST has 1 Disclosure Event(s).

Date: February 24, 2017
Category: Employment Separation After Allegations
Firm Name: Edward Jones
Termination Type: Discharged
Allegations: Provided inconsistent information to the Firm during the course of a compliance investigation involving the opening of client accounts in relation to incentives associated with that activity. Violated Firm policy by recording a phone call with a Firm investigator and did not disclose to the investigator that Mr. West was recording the phone call.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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