ROBERT ALAN WILBER

ROBERT ALAN WILBER is currently employed as a Broker and/or Investment Adviser at SIGMA FINANCIAL CORPORATION located at 860 E BROAD STREET, SUITE G, ELYRIA, OH, 44035.

ROBERT ALAN WILBER has worked at SIGMA FINANCIAL CORPORATION since January 07, 2010

Disclosure History

ROBERT ALAN WILBER has 1 Disclosure Event(s).

Date: October 20, 2000
Category: Customer Dispute
Allegations: BREACH OF FIDUCIARY DUTY, NEGLIGENCE, FRAUD, BREACH OF CONTRACT, RESPONDEAT SUPERIOR, FAILURE TO SUPERVISE.
Damage Amount Requested: $100,000.00
Settlement Amount: $42,000.00
Broker Comment: ON OR ABOUT JANUARY 9, 2002 RESPONDENT WAS DISMISSED FROM THE ARBITRATION PRIOR TO A SETTLEMENT AGREEMENT BEING REACHED. RESPONDENT WAS VOLUNTARILY DISMISSED WITH PREJUDICE FROM THE MATTER PRIOR TO SETTLEMENT.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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