ROBERT THOMAS WOLFE

ROBERT THOMAS WOLFE is currently employed as a Broker and/or Investment Adviser at PFS INVESTMENTS INC. located at 2941 SUNRISE BLVD, STE 260-B, RANCHO CORDOVA, CA, 95742.

ROBERT THOMAS WOLFE has worked at PFS INVESTMENTS INC. since April 17, 1986

Disclosure History

ROBERT THOMAS WOLFE has 2 Disclosure Event(s).

Date: November 02, 2010
Category: Judgment / Lien
Judgment/Lien Amount: $31,627.00
Judgment/Lien Type: Tax
Broker Comment: FINRA Disclosure Review Project 2015

Date: September 22, 2010
Category: Judgment / Lien
Judgment/Lien Amount: $8,015.00
Judgment/Lien Type: Civil
Broker Comment: FINRA Disclosure Review Project 2015

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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