ROBERT KUHLTHAU ZIMMERMAN is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 255 SW HARRISON ST. APT# 10E, PORTLAND, OR, 97201-5387.
ROBERT KUHLTHAU ZIMMERMAN has worked at LPL FINANCIAL LLC since March 12, 2003
Disclosure History
ROBERT KUHLTHAU ZIMMERMAN has 1 Disclosure Event(s).
Date: June 13, 2008 Category: Customer Dispute Allegations: CUSTOMER ALLEGES THAT HE WAS NOT ADVISED, AND DID NOT UNDERSTAND, THAT HE WOULD PAY COMMISSIONS/SALES CHARGES IN CONNECTION WITH CLASS A SHARE PUCHASES OF MUTUAL FUNDS IN HIS RETIREMENT ACCOUNTS IN LATE APRIL/EARLY MAY OF 2008. CUSTOMER REQUESTS REIMBURSEMENT OF COMMISSIONS/SALES CHARGES IMPOSED. Damage Amount Requested: $8,000.00 Settlement Amount: $8,000.00 Broker Comment: MATTER WAS RESOLVED WITHOUT ANY ADMISSION OF LIABILITY, AND SOLELY AS A CUSTOMER ACCOMMODATION TO BRING THIS MATTER TO CONCLUSION.
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