ROBERTO VELA

ROBERTO VELA is currently employed as a Broker and/or Investment Adviser at PFS INVESTMENTS INC. located at 12702 TOEPPERWEIN RD, STE 213, SAN ANTONIO, TX, 78233.

ROBERTO VELA has worked at PFS INVESTMENTS INC. since June 21, 1999

Disclosure History

ROBERTO VELA has 2 Disclosure Event(s).

Date: July 13, 2005
Category: Criminal
Charges: THEFT $20 - $500 - CHECK
Disposition: Dismissed

Date: July 06, 2005
Category: Judgment / Lien
Judgment/Lien Amount: $3,321.50
Judgment/Lien Type: Civil
Broker Comment: LANDLORD WOULD DISRUPT BUSINESS BY LOCKING US, THE TENANT PUT ON THE THIRD OR FOURTH OF THE MONTH FOR WHAT HE CALLED LATE PAYMENT. WE COULD NOT WORK UNDER THIS ENVIRONMENT SO WE BROKE OUR LEASE WHICH HAD APPROXIMATELY 4 MONTHS REMAINING.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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