ROBIN MARIE DZIUBA is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 1 CITIZENS PLZ, PROVIDENCE, RI, 02903.
ROBIN MARIE DZIUBA has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since March 06, 1991
Disclosure History
ROBIN MARIE DZIUBA has 1 Disclosure Event(s).
Date: November 13, 2001 Category: Customer Dispute Allegations: ALTHOUGH CLAIMANT ADMITS OPENING A MARGIN ACCOUNT, CLAIMANT ALLEGES SHE DID NOT UNDERSTAND THAT SHE WAS UTILIZING MARGIN. Damage Amount Requested: $145,000.00 Broker Comment: REGISTRANT WAS NOT NAMED AS A RESPONDENT IN THE STATEMENT OF CLAIM RECEIVED ON MAY 9, 2002.
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