ROBIN GAWAIN LONG is currently employed as a Broker and/or Investment Adviser at NYLIFE SECURITIES LLC located at 21000 FRONTAGE ROAD, SUITE 7, BELGRADE, MT, 59714-8547.
ROBIN GAWAIN LONG has worked at NYLIFE SECURITIES LLC since May 22, 2014
Disclosure History
ROBIN GAWAIN LONG has 2 Disclosure Event(s).
Date: January 25, 2018 Category: Financial Type: Bankruptcy
Date: March 23, 2011 Category: Customer Dispute Allegations: CUSTOMER ALLEGED THAT HE WAS GIVEN BAD ADVICE AND DID NOT REALIZE THAT SELLING SHARES OF STOCK TO DIVERSIFYING HIS PORTFOLIO IN 2009 WOULD LEAD TO EARNED INCOME AND PAYING TAXES. FIRM OFFERED TO REIMBURSE HALF OF THE CUSTOMER'S TAX CONSEQUENCES IN THE AMOUNT OF $12,427.50 AND CUSTOMER ACCEPTED. Damage Amount Requested: $20,693.00 Settlement Amount: $12,427.50
More Information
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