ROBIN PAUL ROBERT is currently employed as a Broker and/or Investment Adviser at AXA ADVISORS, LLC located at 1100 POYDRAS STREET, SUITE 2000, NEW ORLEANS, LA, 70163.
ROBIN PAUL ROBERT has worked at AXA ADVISORS, LLC since August 25, 1986
Disclosure History
ROBIN PAUL ROBERT has 2 Disclosure Event(s).
Date: February 24, 2015 Category: Customer Dispute Allegations: CLIENT ALLEGES HE WAS UNAWARE THAT HIS 1996 VARIABLE LIFE INSURANCE POLICY WAS BEING REPLACED WITH A 2015 TRADITIONAL LIFE INSURANCE POLICY. CLIENT IS REQUESTING THE FIRM TO REINSTATE HIS VARIABLE LIFE INSURANCE POLICY. DAMAGES UNSPECIFIED. Settlement Amount: $6,817.23 Broker Comment: WITHOUT ADMITTING FAULT OR LIABILITY AND IN THE INTEREST OF GOOD CLIENT RELATIONS, THE FIRM AGREED TO RESOLVE THE MATTER. RR ROBIN ROBERT'S ERRORS AND OMISSIONS CARRIER DID NOT CONTRIBUTE TO THE COST OF RESOLVING THIS MATTER.
Date: July 14, 2008 Category: Customer Dispute Allegations: CLIENTS ALLEGE THEIR AGENT INAPPROPRIATELY REPLACED THEIR NO LOAD IRA'S THREE YEARS AGO WITH THEIR CURRENT VARIABLE ANNUITY CONTRACTS. CLIENTS ARE REQUESTING THE FIRM TO MAKE THEM WHOLE. DAMAGES ARE UNSPECIFIED. Broker Comment: THE FIRM FOUND NO BASIS TO THE CUSTOMER'S COMPLAINT.
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