ROCCO STEVEN STRAZZELLA

ROCCO STEVEN STRAZZELLA is currently employed as a Broker and/or Investment Adviser at CANACCORD GENUITY LLC located at 535 MADISON AVENUE, NEW YORK, NY, 10022.

ROCCO STEVEN STRAZZELLA has worked at CANACCORD GENUITY LLC since August 10, 2015

Disclosure History

ROCCO STEVEN STRAZZELLA has 1 Disclosure Event(s).

Date: August 03, 2015
Category: Employment Separation After Allegations
Firm Name: BNP Paribas Securities Corp.
Termination Type: Discharged
Allegations: There were no allegations directed at Mr. Strazzella. However, in the course of investigating allegations directed at an administrative assistant ([other firm employee]]) - who was alleged to have failed to follow internal procedures - the Firm discovered that Mr. Strazzella had violated the Firm's T&E Policy. Additionally, the Firm concluded that he had failed to exercise due care in submitting expenses for reimbursement and failed to exercise prudent judgment expected of a Director-level employee.

More Information

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