RODERICK RICHARD SCRIBNER

RODERICK RICHARD SCRIBNER is currently employed as a Broker and/or Investment Adviser at GRAMERCY SECURITIES, INC. located at 3949 OLD POST RD., CHARLESTON, RI, 02813.

RODERICK RICHARD SCRIBNER has worked at GRAMERCY SECURITIES, INC. since December 06, 1990

Disclosure History

RODERICK RICHARD SCRIBNER has 1 Disclosure Event(s).

Date: January 14, 2013
Category: Customer Dispute
Allegations: ALLEGES INVESTMENTS WERE MADE IN RISKY PRIVATE PLACEMENT OFFERINGS THAT CLIENT WAS NOT QUALIFIED TO INVEST IN AND WERE UNSUITABLE.
Damage Amount Requested: $509,000.00
Settlement Amount: $15,000.00
Broker Comment: I HAVE NEVER SPOKEN WITH THIS CUSTOMER AND I WAS ADDED BECAUSE I AM AN OFFICER OF THE COMPANY. BASED ON A BUSINESS DECISION, ARBITRATION WAS SETTLED DUE TO HIGH COST OF LITIGATION. SETTLEMENT WAS JOINTLY AND SEVERALLY WITH SCRIBNER/GRAMERCY, WHO PAID $15,000 AND CLAIMS AGAINST RODERICK SCRIBNER AND GRAMERCY WERE DISMISSED WITH PREJUDICE.

More Information

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