RODNEY KEITH DOOLEY is currently employed as a Broker and/or Investment Adviser at CETERA ADVISOR NETWORKS LLC located at 468 OLD CHEROKEE RD, LEXINGTON, SC, 29072.
RODNEY KEITH DOOLEY has worked at CETERA ADVISOR NETWORKS LLC since September 03, 2013
Disclosure History
RODNEY KEITH DOOLEY has 1 Disclosure Event(s).
Date: October 29, 2004 Category: Customer Dispute Allegations: CLIENT ALLEGES WAS UNAWARE OF SURRENDER CHARGES ON ANNUITY PURCHASED. Damage Amount Requested: $14,100.00 Broker Comment: CLIENT WAS SUPPLIED WITH ALL APPLICABLE DISCLOSURES, WHICH INCLUDED THE PROSPECTUS, AND WE DISCUSSED THE SURRENDER CHARGE PERIOD AND HIS LONG-TERM INVESTMENT HORIZON. CLIENT'S POLICY HAS GAINED IN EXCESS OF 5 PERCENT IN THE 4 MONTHS SINCE ISSUE
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