RODNEY ADOLPHUS FOSTER

RODNEY ADOLPHUS FOSTER is currently employed as a Broker and/or Investment Adviser at AXA ADVISORS, LLC located at 780 JOHNSON FERRY ROAD, SUITE 600, ATLANTA, GA, 30342.

RODNEY ADOLPHUS FOSTER has worked at AXA ADVISORS, LLC since November 07, 1983

Disclosure History

RODNEY ADOLPHUS FOSTER has 2 Disclosure Event(s).

Date: December 07, 2006
Category: Regulatory
Initiated By: ALABAMA DEPARTMENT OF INSURANCE
Allegations: THE RR ENTERED INTO A SETTLEMENT AGREEMENT AND ORDER WITH THE ALABAMA DEPARTMENT OF INSURANCE AS A RESULT OF MISINFORMATION PROVIDED ON HIS LICENSE APPLICATION. RR AGREED TO REIMBURSE THE DEPARTMENT FOR THE COST, EXPENSES, AND ATTORNEY FEES IN THIS MATTER IN THE AMOUNT OF $250.
Resolution: Decision & Order of Offer of Settlement SanctionDetails:
Sanctions: Civil and Administrative Penalty(ies)/Fine(s) SanctionDetails:
Amount: $250.00

Date: July 14, 2000
Category: Regulatory
Initiated By: OFFICE OF COMMISSIONER OF INSURANCE STATE OF GEORGIA
Allegations: THE RR ENTERED INTO A LICENSE REINSTATEMENT CONSENT ORDER TO RENEW HIS GEORGIA INSURANCE LICENSE IN THE YEAR 2000. RR PAID AN ADMINISTRATION FINE OF $150. THIS MATTER ARISES FROM A LATE RENEWEL ON ACCOUNT OF ADMINISTRATIVE ERROR.
Resolution: Decision & Order of Offer of Settlement SanctionDetails:
Sanctions: Civil and Administrative Penalty(ies)/Fine(s) SanctionDetails:
Amount: $150.00

More Information

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