RODNEY DEAN HALVORSON

RODNEY DEAN HALVORSON is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 515 S FLOWER ST, LOS ANGELES, CA, 90071.

RODNEY DEAN HALVORSON has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since June 08, 2010

Disclosure History

RODNEY DEAN HALVORSON has 1 Disclosure Event(s).

Date: May 22, 1992
Category: Customer Dispute
Allegations: ALLEGING UNAUTHORIZED TRADE, CASE SETTLED FOR$16,264.79 VS. ALLEGED DAMAGES OF $30,015.00
Damage Amount Requested: $30,015.00
Settlement Amount: $16,264.79
Broker Comment: SETTLEMENT OF $16,264.79Not Provided

More Information

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