RODNEY ALFORD LITTLE is currently employed as a Broker and/or Investment Adviser at CETERA INVESTMENT SERVICES LLC located at 1455 JACKSONIAN PLAZA, JACKSON, MS, 39211.
RODNEY ALFORD LITTLE has worked at CETERA INVESTMENT SERVICES LLC since April 01, 2013
Disclosure History
RODNEY ALFORD LITTLE has 1 Disclosure Event(s).
Date: March 02, 2005 Category: Customer Dispute Allegations: CLIENT STATES THAT ANNUITY SOLD TO HIM IN 1999 WAS MISREPRESENTED TO THEM AS HAVING A GUARANTEED 7% RETURN. A CURSORY REVIEW INDICATES THAT THE CLIENT PURCHASED AN ING GOLDEN SELECT VARIABLE ANNUITY WITH A 7% MINIMUM RETURN OR ACTUAL MARKET RETURN, WHICHEVER WAS GREATER, PAYABLE UPON DEATH OF THE ANNUITANT. Damage Amount Requested: $93,180.00 Broker Comment: I DENY ANY ILLEGAL ACTIVITY IN THE SALE OF THE VARIABLE ANNUITY FROM GOLDEN SELECT (ING) TO THE CLIENT. I EXPLAINED THE ANNUITY TO HIM PROPERLY AND DISTINGUISHED BETWEEN THE MARKET VALUE AND THE DEATH BENEFIT. I USED ING MARKETING MATERIAL AND DID GIVE HIM A PROSPECTUS AS WELL. I DID NOT PARTICIPATE IN ANY WRONGFUL ACTION.
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