Rodney Nicholson

Rodney Nicholson is currently employed as a Broker and/or Investment Adviser at TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC located at 1835 MARKET STREET, SUITE 1600, PHILADELPHIA, PA, 19103-3272.

Rodney Nicholson has worked at TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC since December 12, 2017

Disclosure History

Rodney Nicholson has 1 Disclosure Event(s).

Date: December 03, 2016
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: I switched my phone provider to another and there was an issue with my final bill. When I became aware of the situation, I immediately contacted the creditor and paid the bill. When settling the debt, I paid a amount less than what was owed.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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