ROGER ANDRE AUGER is currently employed as a Broker and/or Investment Adviser at AMERIPRISE FINANCIAL SERVICES, INC. located at CENTERVALE FARM, STE 110, 200 US ROUTE 1, SCARBOROUGH, ME, 04074.
ROGER ANDRE AUGER has worked at AMERIPRISE FINANCIAL SERVICES, INC. since August 24, 1977
Disclosure History
ROGER ANDRE AUGER has 2 Disclosure Event(s).
Date: August 04, 2008 Category: Customer Dispute Allegations: THE CLIENT ALLEGED THE ADVISOR REPLACED HIS FIXED ANNUITY IN JULY 2007 WITH A VARIABLE ANNUITY WITHOUT FULLY EXPLAINING THE FEATURES, FEES, AND MARKET RISK OF THE NEW CONTRACT. Damage Amount Requested: $28,114.00 Broker Comment: THE FIRM FOUND THE ANNUITY REPLACEMENT WAS SUITABLE AND THE FEATURES/FEES WERE FULLY DISCLOSED TO THE CLIENT PRIOR TO PURCHASE.
Date: April 12, 1972 Category: Criminal
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