ROGER A CHAMBERS is currently employed as a Broker and/or Investment Adviser at PRUCO SECURITIES, LLC. located at 105 6TH AVENUE, ST ALBANS, WV, 25177.
ROGER A CHAMBERS has worked at PRUCO SECURITIES, LLC. since June 06, 1983
Disclosure History
ROGER A CHAMBERS has 2 Disclosure Event(s).
Date: April 14, 2005 Category: Customer Dispute Allegations: REGARDING THE 2000 PURCHASE OF A VARIABLE UNIVERSAL LIFE POLICY, THE CLIENT ALLEGED MISREPRESENTATION AT POINT OF SALE. THIS MATTER IS BEING REPORTED BECAUSE THE COMPLAINT HAS ALLEGED NO DOLLAR AMOUNT AND THE FIRM HAS NOT MADE A GOOD FAITH DETERMINATION THAT THE DAMAGES FROM THE ALLEGED CONDUCT WOULD BE LESS THAN $5,000. Broker Comment: THIS MATTER IS BEING REPORTED CONSISTENT WITH NASDR RULES PERTAINING TO THE REPORTING OF CERTAIN WRITTEN CUSTOMER COMPLAINTS. THE COMPANY BY THIS FILING MAKES NO ALLEGATIONS.
Date: March 06, 2005 Category: Customer Dispute Allegations: REGARDING A 2004 VARIABLE INVESTMENT PLAN, THE CLIENT ALLEGES THE POLICY WAS UNSUITABLE.THIS MATTER IS BEING REPORTED BECAUSE THE COMPLAINT HAS ALLEGED NO DOLLAR AMOUNT AND THE FIRM HAS NOT MADE A GOOD FAITH DETERMINATION THAT THE DAMAGES FROM THE ALLEGED CONDUCT WOULD BE LESS THAN $5,000. Broker Comment: THIS MATTER IS BEING REPORTED CONSISTENT WITH NASDR RULES PERTAINING TO THE REPORTING OF CERTAIN WRITTEN CUSTOMER COMPLAINTS. THE COMPANY BY THIS FILING MAKES NO ALLEGATIONS REGARDING THE ACTIONS OF THE REPRESENTATIVE
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