ROGER MARTIN FRANKLIN is currently employed as a Broker and/or Investment Adviser at AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. located at 21 MORRIS AVE, ROCKVILLE CENTRE, NY, 11570.
ROGER MARTIN FRANKLIN has worked at AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. since April 25, 2006
Disclosure History
ROGER MARTIN FRANKLIN has 2 Disclosure Event(s).
Date: October 25, 1986 Category: Criminal Charges: ON 9/25/86 I PLEADED GUILTY TO VIOLATIONS OF26 U.S.C. 7201, WHICH RELATES TO UNDERSTANDING REPORTED INCOME. Disposition: I WAS FINED $30,000 BY THE COURT AND GIVEN 200HOURS OF COMMUNITY SERVICE. SEE ATTACHMENTS. Broker Comment: I PREVIOUSLY ANSWERED YES TO QUESTION 22A3 INERROR.
Date: October 25, 1986 Category: Regulatory
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