ROGER ALLEN HUBLEY is currently employed as a Broker and/or Investment Adviser at INTERCAROLINA FINANCIAL SERVICES, INC. located at 870 BALD EAGLE DRIVE, SUITE 5B, MARCO ISLAND, FL, 34145.
ROGER ALLEN HUBLEY has worked at INTERCAROLINA FINANCIAL SERVICES, INC. since July 31, 2015
ROGER ALLEN HUBLEY has 2 Disclosure Event(s).
Date: May 09, 2016 Category: Regulatory
Date: January 17, 2002 Category: Regulatory Initiated By: THE TREASURER OF THE STATE OF FLORIDA - DEPARTMENT OF INSURANCE Allegations: THE DEPARTMENT OF INSURANCE CONDUCTED AN INVESTIGATION OF MY CAPACITY AS AN INSURANCE AGENT. AS A RESULT THEREOF, THE DEPARTMENT ALLEGES THAT I HAD A CORPORATE INTEREST IN A FLORIDA INSURANCE AGENCY WHILE HOLDING A NON-RESIDENT LICENSE. Resolution: Consent SanctionDetails: Sanctions: Monetary/Fine SanctionDetails: Amount: $500.00 Sanction Details: THE CONSENT ORDER WAS DONE AND ORDERED ON MARCH 6, 2002. IT STATED THAT I WAS TO BE ON PROBATION FOR ONE YEAR. AS A CONDITION OF THE PROBATION, I WAS TO STRICTLY ADHERE TO ALL PROVISIONS OF THE FLORIDA INSURANCE CODE AND RULES OF THE DEPARTMENT OF INSURANCE AND TREASURER AND ALL OTHER LAWS OF THE STATE OF FLORIDA. IN ADDITION I WAS ORDERED TO PAY AN ADMINISTRATIVE PENALTY IN THE AMOUNT OF $500 THAT WAS PAID IMMEDIATELY. I HAD BECOME A FLORIDA RESIDENT ON OCTOBER 1, 2001 AND WAS ABLE TO OBTAIN MY FLORIDA INSURANCE LICENSE ONCE THIS CONSENT ORDER WAS FINALIZED ON MARCH 6, 2002. Broker Comment: PUT ON PROBATION FOR ONE YEAR- YEAR IS UP ON MARCH 6, 2003. PAID A $500.00 ADMINISTRATION PENALTY. BECAME A RESIDEN OF FLORIDA ON OCTOBER 1, 2001 AND RECEIVED MY RESIDENT INSURANCE LICENSE IN MARCH, 2002 AFTER THE CONSENT ORDER WAS FIANALIZED.
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