ROGER DARREN MARTIN

ROGER DARREN MARTIN is currently employed as a Broker and/or Investment Adviser at CENTAURUS FINANCIAL, INC. located at 9335 COMMERCE CENTER STREET, UNIT #B5, HIGHLANDS RANCH, CO, 80129.

ROGER DARREN MARTIN has worked at CENTAURUS FINANCIAL, INC. since April 24, 2008

Disclosure History

ROGER DARREN MARTIN has 1 Disclosure Event(s).

Date: September 22, 2006
Category: Customer Dispute
Allegations: CLIENT ALLEGES UNSUITABILITY, BREACH OF FIDUCIARY DUTY, AND BREACH OF CONTRACT.
Damage Amount Requested: $100,000.00 Damages Granted: $36,272.57

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All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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