ROGER LEE MEHRER is currently employed as a Broker and/or Investment Adviser at RBC CAPITAL MARKETS, LLC located at 601 CARLSON PARKWAY, SUITE 500, MINNETONKA, MN, 55305-5208.
ROGER LEE MEHRER has worked at RBC CAPITAL MARKETS, LLC since March 02, 1998
Disclosure History
ROGER LEE MEHRER has 2 Disclosure Event(s).
Date: March 01, 2011 Category: Customer Dispute Allegations: CLIENT COMPLAINS THAT TWO INVESTMENTS SHOULD NOT HAVE BEEN RECOMMENDED TO THEM, AS THE INVESTMENTS DID NOT PERFORM WELL IN THE MARKET OF 2008/2009.
Date: October 16, 1996 Category: Customer Dispute Allegations: CLIENT COMPLAINED VERBALLY THAT MR. MEHRERMADE UNSUITABLE RECOMMENDATIONS FOR HER ACCOUNT. NO DAMAGESWERE SPECIFIED. Settlement Amount: $14,964.00 Broker Comment: THE FIRM MADE A BUSINESS DECISION TO SETTLE THECLAIM FOR $14,964.00, WITH DAIN BOSWORTH INCORPORATEDCONTRIBUTING $8,979.00; MR. MEHRER $5,985.00.Not Provided
More Information
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