ROLAND THOMAS DOUBLEDAY is currently employed as a Broker and/or Investment Adviser at CAMBRIDGE INVESTMENT RESEARCH, INC. located at 3501 N CAUSEWAY BLVD, STE 520, METAIRIE, LA, 70002.
ROLAND THOMAS DOUBLEDAY has worked at CAMBRIDGE INVESTMENT RESEARCH, INC. since July 20, 2007
Disclosure History
ROLAND THOMAS DOUBLEDAY has 1 Disclosure Event(s).
Date: November 14, 2003 Category: Customer Dispute Allegations: CLIENTS ALLEGE REP RECOMMENDED UNSUITABLE INVESTMENTS WHICH WERE OVERCONCENTRATED IN TECHNOLOGY. Damage Amount Requested: $61,564.29 Settlement Amount: $27,500.00 Broker Comment: REP WAS NOT A RESPONDENT IN THE ARBITRATION, THE CLIENTS FILED THE COMPLAINT AGAINST FORMER BD. REP WAS THE SUBJECT AND WAS NOT INVOLVED IN THE SETTLEMENT PROCESS. THE SAME CLIENT PREVIOUSLY FILED A COMPLAINT WITH NASD AGAINST THE REP. AFTER INVESTIGATION NASD CLOSED THE COMPLAINT WITHOUT ACTION
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