ROLLIN VINCENT AMORE is currently employed as a Broker and/or Investment Adviser at OPPENHEIMER & CO. INC. located at 5301 WISCONSIN AVENUE NW, SUITE 300, WASHINGTON, DC, 20015.
ROLLIN VINCENT AMORE has worked at OPPENHEIMER & CO. INC. since July 29, 2003
Disclosure History
ROLLIN VINCENT AMORE has 2 Disclosure Event(s).
Date: July 03, 2003 Category: Employment Separation After Allegations Firm Name: CREDIT SUISSE FIRST BOSTON LLC Termination Type: Voluntary Resignation Allegations: MR. AMORE WAS SUSPENDED WITH PAY WHILE UNDER INTERNAL REVIEW FOR SENDING OUT UNAPPROVED CORRESPONDENCE. Broker Comment: UNAPPROVED CORRESPONDENCE WAS FAXED. CHARGE PROVED FALLACIOUS. CSFB SETTLED ARBITRATION W/PAYMENT.
Date: January 02, 2003 Category: Civil Bond Disposition: Denied Broker Comment: RECENTLY DISCOVERED SEVERAL LIENS/ADJUSTMENTS CARRIED ON FINANCIAL REPORT. THEY HAD BEEN PAID OFF 11 & 4 YRS. AGO.
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