Rollin E. Nelson is currently employed as a Broker and/or Investment Adviser at EDWARD JONES located at 505 WEST MAIN, SUITE 101, LEWISTOWN, MT, 59457.
Rollin E. Nelson has worked at EDWARD JONES since February 19, 1986
Disclosure History
Rollin E. Nelson has 1 Disclosure Event(s).
Date: November 05, 2000 Category: Customer Dispute Allegations: NEPHEW OF CLIENT WROTE COMPLAINT LETTER. THE CLIENT PURCHASED THREE DEPOSIT NOTES IN 1998 WITH 15 YEAR MATURITIES. THE CLIENT STATES HE INSTRUCTED THE IR HE WANTED TO KEEP HIS MONEY LIQUID AND NOTHING WITH A MATURITY OVER ONE YEAR. THE DEPOSIT NOTES ARE DOWN IN VALUE IN EXCESS OF $5,000. Damage Amount Requested: $5,000.00 Broker Comment: NELSON INDICATES HE DISCUSSED INTEREST RATES, MATURITY DATES, INTEREST PAYMENTS AND THE FACT THAT THE DEPOSIT NOTES WERE CALLABLE BY THE ISSUER. NELSON STATES THE CLIENT WAS MORE CONCERNED WITH HAVING A GREATER LEVEL OF INCOME RATHER THAN LENGTH OF MATURITY. THE CLIENT RECEIVED CONFIRMS, OFFERING CIRCULARS AND MONTHLY CUSTOMER STATEMENTS WHICH INDICATE THE MATURITY DATE OF THE INVESTMENTS. CLAIM DENIED.
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