RONALD KEITH AKERS

RONALD KEITH AKERS is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 320 SEVEN SPRINGS WAY STE 250, BRENTWOOD, TN, 37027-4572.

RONALD KEITH AKERS has worked at LPL FINANCIAL LLC since April 30, 2013

Disclosure History

RONALD KEITH AKERS has 2 Disclosure Event(s).

Date: July 02, 2001
Category: Customer Dispute
Allegations: CLIENTS ALLEGE THAT FA RECOMMENDED UNSUITABLE INVESTMENTS.
Damage Amount Requested: $24,060.02

Date: August 06, 1998
Category: Regulatory

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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